The SEC has dropped its MetaMask enforcement case against ConsenSys with no fine, handing developers a key win in DeFi ...

The U.S. Securities and Exchange Commission’s enforcement arm is digging into continuation vehicles, a fund structure private ...

A properly resourced, technologically capable SEC can make American capitalism fairer today.

The SEC issued a rule amendment removing the enforcement director’s authority to issue formal orders of investigation. “This amendment is the result of the Commission’s experience with its nonpublic ...

A former senior Securities and Exchange Commission enforcement official told lawmakers Tuesday that the agency has “lost its way” on fairness in recent years and must adopt formal internal safeguards ...

The Securities and Exchange Commission dramatically pulled back on accounting and auditing enforcement last year after two years in a row of increases under former SEC chair Gary Gensler, according to ...

The SEC can play a helpful role in scrutinizing sponsors who do not appropriately obtain or disclose conflicts, said attorney ...

The SEC's order, issued Monday, found that Merrill Lynch, Pierce, Fenner & Smith Incorporated willfully violated Section 17(a ...

Under its new leadership, the SEC has confirmed the end of the regulation-by-enforcement era and taken significant steps to progress its policy goals, including a focus on prosecuting bad actors and ...

Reuters.com is your online source for the latest news stories and current events, ensuring our readers up to date with any ...

The U.S. Securities and Exchange Commission under former Chair Gary Gensler took 52 enforcement actions between Oct. 1, 2024, and Trump's inauguration, the highest amount for an outgoing chair since ...

SEC Chairman Paul Atkins has indicated a strong distaste for regulation by enforcement. Municipal securities enforcement actions by the Securities and Exchange Commission have totaled just three so ...