A British ufologist claims Donald Trump has a prepared UFO speech confirming the 'non-human origin' of recovered entities, fuelling fresh talk of imminent 'soft disclosure'.

The Securities and Exchange Commission is proposing investment advisers disclose more information to their clients about their soft dollar usage. In an Open Meeting this week, the SEC voted to propose ...

Too hot? Too cold? Or just right? For those concerned with the latest Securities and Exchange Commission recipe for soft dollar disclosure, the answer is “all of the above.” Some say the regulator’s ...

Roel Campos, commissioner at the Securities and Exchange Commission, would like to revive the soft dollar disclosure regime the SEC briefly flirted with in 1995. Roel Campos, commissioner at the ...

For BNY Jaywalk, a subsidiary of the Bank of New York, the recent move from its midtown Manhattan location to the bank's storied offices at One Wall Street was more than a validation of the division's ...

NASD EVP Elisse B. Walter has a few words for mutual fund industry professionals who believe that the current regulatory atmosphere will soon pass and the good old days of lessened scrutiny will ...

Investors have intensely focused on expense ratios over the past decade, overwhelmingly choosing to invest in mutual funds with the leanest costs. Despite the fact that investors care so intensely ...

The recent terse exchange between the Financial Planning Association (FPA) and the Australian Investors Association (AIA) revealed some of the deeper held suspicions relating to soft dollar disclosure ...